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Plan Highlights – Plan Overview

Effective for Plan contributions on or after January 1, 2006

  • Eligibility
  • Administration Fee
  • Withdrawal Charges
  • Contributions
  • Compensation Limit
  • Contribution Limit
  • Fund Transfers
  • Plan to Plan Transfers
  • Rollovers
  • Loans
  • Distributable Events
  • Required Minimum Distribution
  • 10% Federal Penalty Tax
  • Payment and Annuity Options
  • Account Services
  • Eligibility
    Any unclassified employee at any of the units of the state system of higher education or the central office staff of the Department of Higher Education.

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    Administration Fee
    0.12% annually

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    Withdrawal Charges
    None

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    Contributions

    Employee Contribution – 5%.

    Employer Contribution – 8%.

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    Compensation Limit

  • For the 2009 calendar year, the compensation limit (cap) is $245,000, for Alternate Retirement Program participants hired on and after January 1, 1996.
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    Contribution Limit

  • For the 2009 calendar year, the combined contribution limit is the lesser of $49,000 or 100% of the participant’s covered compensation for all Alternate Retirement Program participants.
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    Fund Transfers
    Currently, there are no restrictions on transfers among investment options (subject to ING’s policy on market timing and excessive trading).

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    Plan to Plan Transfers

  • The Plan accepts transfers from the pre-2006 State of Connecticut Alternate Retirement Program account assets.
  • Transferred assets can only be withdrawn upon a distributable event.
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    Rollovers

  • The Plan accepts rollovers from 401, 403(b), and traditional IRAs.
  • The Plan does not accept rollovers of after-tax dollars.
  • Rollover assets may be withdrawn without a distributable event. However, rollover assets may be subject to an Internal Revenue Service (IRS) 10% penalty tax on premature distributions.
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    Loans
    Loans are not available under the Plan.

    Distributable Events

  • Separation from Service
  • Retirement
  • Death
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    Required Minimum Distribution
    You are required to begin distributions by April 1 following the calendar year in which you attain 70 ½ or retire, whichever occurs later.

    The Worker, Retiree, and Employer Recovery Act of 2008 waives the requirement to take a Required Minimum Distribution for the 2009 Calendar Year.

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    10% Federal Penalty Tax
    A 10% federal penalty tax applies to distributions taken prior to attainment of age 59 ½, unless an IRS exception applies.

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    Payment Options

    You must have obtained age 55 and have a distributable event in order to elect one of these payment options*

  • Partial or Lump-sum Withdrawal
  • Systematic Withdrawal Option – Specified period or specified amount
  • Estate Conservation Option- IRS required minimum distribution
  • Rollover to another eligible retirement plan, or IRA
  • Combination of payout and annuity options

  • *
    Employees with less than 5 years of plan participation and separated from service can rollover entire account at termination if under age 55.

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    Annuity Options

    You must have obtained age 55 and have a distributable event in order to elect one of these payment options

  • Period Certain for 5-50 Years
  • Period Certain for 5-50 Years with Withdrawal Rights
  • Single Life
  • Single Life with 5-50 Years Guaranteed
  • Single Life with 5-50 Years Guaranteed with Withdrawal Rights
  • Single Life with Cash Refund
  • Joint and Full Survivor
  • Joint and Full Survivor with 5-50 Years Guaranteed
  • Joint and Full Survivor with 5-50 Years Guaranteed with Withdrawal Rights
  • Joint and 2/3 or 1/2 Survivor (Payment decreases on death of either.)
  • Joint and 1/2 Contingent (Payment decreases on death of primary annuitant.)
  • Required minimum distribution regulations may affect annuity issue ages.
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    Account Services

  • Local ING Representatives
  • Quarterly Account Statements
  • Quarterly Newsletter
  • Financial Education Seminars
  • 24-Hour Toll-Free Account Access by Calling 1-800-584-6001
  • Connecticut Defined Contribution Plan Web site at www.CTdcp.com
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    © 2002 - 2009 ING North America Insurance Corporation

    Insurance products issued by ING Life Insurance and Annuity Company (ILIAC). The 403(b)(7) is a series of mutual funds offered through a custodial account with ING National Trust.Seminars and securities offered through ING Financial Advisers, LLC (member SIPC), One Orange Way, Windsor, CT 06095-4774, or other broker-dealers with which ILIAC has selling agreements.